Susan M. Weschler is the Chief Compliance Officer for Compass Securities Corporation. She is a Series 24 General Securities Principal and Series 99, Operations Professional, and has been associated with Compass since 1991. A graduate of The University of Connecticut, Susan has experience working with top producers at a major NYSE brokerage firm, and in a financial planning firm which offered services to Boston-area top executives. Susan is responsible for maintaining the firm’s regulatory compliance program and all aspects of agent registrations, renewals, licensing, and commissions. She also provides support to the institutional business of Compass Securities and to Compass Capital, including database management systems.