COMPASS is a full-service wealth management firm designed for independent advisors who are seeking a turn-key solution that provides all of the organizational structure, technology, products and services needed for their business.
With over 30 years of experience supporting independent advisors, COMPASS is designed to provide access to high level technology, asset management, brokerage and insurance services that can be customized to each advisor’s business model. We provide all of the regulatory, technology and asset management tools in a single system under one firm so that the advisor does not need to create those systems or have registrations and relationships across multiple firms and vendors.
Founded with an eye to the future of the independent advisor, COMPASS has evolved with the needs of advisors to integrate new products, innovative technologies and investment management strategies. Today, we support independent advisors with integrated services across the spectrum of business lines. COMPASS provides the organizational structure, technology and investment management support while maintaining high payouts for an advisor’s growing independent investment business.
COMPASS’ investment advisory services combines a multi-custodial fee-based platform with technology that integrates all of the products and processes into a single system while accessing customized asset management services. The advisor retains all of the control and flexibility for his clients through state-of-the-art technology, research and portfolio management while supported by experienced operational and administrative teams.
At a Glance
- SEC Registered Investment Advisor
- Fee-based financial planning and investment management services
- Multiple custodial platforms – Charles Schwab / SEI Trust Company / Global Private Custodians
- Cutting edge technology stack
- Advisors market and work under both the Compass Capital and private brands
- Chief Investment Officer and middle office services available for customized investment solutions
Portfolio Advisory Services
Advisors have access to an open architecture of managers in all asset classes using technology that integrates all facets of the process including planning, portfolio construction and proposal, implementation and trading, aggregation and performance reporting.
Customized portfolio designs are offered for each advisor’s business with ongoing trading, monitoring and rebalancing.
Middle Office Support
Advisors have access to operational and administrative support for their middle and back office operations.
All advisors have direct access to our Chief Investment Officer and a highly advanced team of researchers and analysts.
Advisors are given the ability to manage assets and operate on multi-custodial platforms. We also provide institutional pricing and access to the Envestnet platform.
COMPASS provides brokerage services through a wholly owned broker-dealer, Compass Securities Corp, designed to support both institutional and wealth management relationships in an independent environment.
At a Glance
- Providing broker-dealer services for over 30 years.
- A leader in institutional capital raising services.
- A proven, experienced team with turn key processes for third party marketing and independent wholesaling.
- Supports direct investments and insurance offerings for wealth management and investment advisory relationships.
COMPASS insurance agency and affiliated partnerships provide access to the industry’s top carriers and providers. Our platform services career contracts and insurance brokerage while providing full service support for proposals, underwriting and contract delivery through a network of top carriers.
Interested in joining the COMPASS team?
We are always interested in speaking to talented people who are passionate about serving others and committed to personal growth. If that’s you, please take a moment to introduce yourself to us.